The Politics of Obedience: Discourse of Voluntary Servitude
by Éttiene de la Boétie.
INTRODUCTION
Copyright 1993 by Frederick Mann, All Rights Reserved.
Brief Biography of Éttiene de la Boétie
(The modern French pronunciation of "La Boétie"
is "La Bo-ay-see." However, in the local dialect of
the area where La Boétie lived his name was pronounced
"La Bwettie.")
Éttiene de la Boétie was born in the southwest of
France in Sarlat (near Bordeaux) on November 1, 1530. He died
in 1563 at the age of thirty-two (probably from dysentery). La
Boétie was orphaned at an early age, and raised by his
uncle and namesake, the curate of Bouillonnas. La Boétie
wrote Discours de la Servitude Volontaire while a law student
at the University of Orléans, probably in 1552 or 1553,
at the age of 22. His main teacher at the university was Anne
du Bourg, who later became a Huguenot (French Protestant) martyr,
burned at the stake in 1559 for "heresy."
La Boétie's Discourse of Voluntary Servitude is
particularly remarkable in that he was born into a family of terrocrats
(coercive government agents or terrorist bureaucrats), and he
himself - after graduating with a law degree in 1553 at the University
of Orléans - received a royal appointment to the Bordeaux
Parliament, where he pursued a career as a judge, a censor, and
a diplomatic negotiator, until his death in 1563. In 1562 La Boétie
reputedly wrote an unpublished manuscript (discovered in 1913),
in which he recommended that Catholicism be enforced upon France,
and that Protestant leaders (Huguenots) be persecuted as rebels.
(I have no idea why La Boétie, after having written - in
my opinion - the most advanced essay on politics, became such a
depraved terrocrat.)
The Discourse was originally circulated in manuscript form
and was never published by La Boétie. Nevertheless its
influence became widespread. La Boétie was a close friend
of the famous essayist, Montaigne (Michel Eyquem), whom he met
around 1557. La Boétie undoubtedly had a considerable influence
on Montaigne, who was born in 1533. In a letter to Henri de Mesmes
in 1570, Montaigne wrote:
"So that having loved monsieur de la Boétie more than
anything in this world, the greatest man in my opinion of this
age, I thought I should grossly fail in my duty, if, knowingly,
I should suffer so great a name, and a memory so worthy of esteem,
to vanish and be lost, if I did not endeavor, by these pieces
[later to become known as the Mesmes Copy of the Discourse]
of his, to raise him up and bring him to life."
Many Huguenot pamphleteers were strongly influenced by the Discourse,
and some even claimed it as their own. It was first published
in 1574 (anonymously and incompletely) in a Huguenot pamphlet.
In 1576 the first complete version of the Discourse was
published by Simon Goulart in Holland and Switzerland in a collection
of radical Huguenot essays. La Boétie may have indirectly
influenced Shakespeare (born around the time of La Boétie's
death) via Montaigne. Some critics have identified Hamlet with
Montaigne and Horatio with La Boétie. Francis Bacon was
influenced by Montaigne. Bacon's elder brother spent twelve years
near Bordeaux and later corresponded with Montaigne.
Between 1700 and 1939 several editions of the Discourse
were published in France, sometimes as supplements to Montaigne's
Essays. It was reprinted twice during the French Revolution.
In 1735 an English translation of the Discourse, probably
translated by "T[homas?]. Smith" was published in London.
Around 1833 Emerson wrote his poem, Étienne de la Boèce.
Between 1906 and 1908 Tolstoy used extracts from the Discourse
in three of his books. In 1907 Gustave Landauer made the Discourse
central to his German anarchist book, Die Revolution. In
1933 a Dutch translation by Barthelemy de Ligt was published in
The Hague under the title Vrijwillige Slavernij ("Voluntary
Slavery"). In 1942 an English translation by Harry Kurz was
published in New York under the title Anti-Dictator. In
1947 an edition in modern French was published in Brussels by
Hem Day. In 1952 a Russian translation was published in Moscow.
In 1974 an edition of the Discourse was published in Colorado
Springs under the title The Will to Bondage (Ralph Myles
Publisher, Colorado Springs; 1974), containing both the original
French text, and the 1735 English translation, with an Introduction
by James J. Martin. In 1975 the Harry Kurz translation was republished
with an Introduction by Murray N. Rothbard, under the title The
Politics of Obedience: The Discourse of Voluntary Servitude (Free
Life Editions, NY; 1975). In addition, several books have been
written about La Boétie.
Éttiene de la Boétie can certainly be regarded as
the father of non-violent (or pacifist) anarchism and civil disobedience.
The central question he addresses is: Why do people consent
to their own enslavement? One of his central insights is that,
to topple a tyranny, the victims only need to withdraw their consent
and support. Directly and indirectly La Boétie had a profound
influence on the Huguenots, the French Revolutionists, and such
notable pacifist anarchists as Tolstoy, Gandhi, Thoreau, and Tucker.
La Boétie also had Rose Wilder Lane's central insight that
humans are free by nature.
Possibly, the most important lesson we can learn from La Boétie's
Discourse is leverage. A student (La Boétie)
writes a forty-page essay. An author (Tolstoy) reads the essay
and incorporates its main ideas in his Letter to a Hindu.
A pacifist rebel (Gandhi) applies the ideas to defeat the British
Empire and drive the British out of India.
The La Boétie Analysis
Grasping the "La Boétie analysis" is a key to
understanding advanced freedom strategies. La Boétie approached
his subject like an outsider observing the strange phenomenon
of political behavior. He wrote like someone who had jumped
out of "the system" and viewed it without preconceptions. He
somehow unbrainwashed himself so he could adopt a "Martian
viewpoint."
What is so remarkable is that La Boétie did this in 1552
or 1553 - four-hundred-and-forty years ago! It is also interesting
that modern tyrants use the same formula today to subjugate and
dominate their victims. Here are the main elements of the La Boétie
analysis as I see it:
- The only power tyrants have is the power relinquished to them
by their victims.
- The tyrant is often a weak little man. He has no special qualities
that set him apart from anyone else - yet the gullible idolize
him.
- The victims bring about their own subjection - they "win
their enslavement."
- If without violence the tyrant is simply not obeyed, he becomes
"naked and undone and as nothing."
- Once you resolve to serve no more, you are free.
- We are all born free and naturally free.
- Grown-up adults should adopt reason as their guide and never
become slaves of anybody.
- People can be enslaved through either force or deception.
- When people lose their freedom through deceit, it is because they mislead themselves.
- People born into slavery regard it as a natural condition.
- In general, people are shaped more by their environment than
by their natural capacities - if they allow it.
- Habit and custom are powerful forces that keep people enslaved.
- There are always some people who cannot be tamed, subjected,
or enslaved. Even if freedom were to be entirely extinguished,
these people would re-invent it.
- Lovers of freedom tend to be ineffective because they are
not known to one another.
- People who lose their freedom also lose their valor (strength
of mind, bravery).
- Among free people there is competition to do good for humanity.
- People seem to be most gullible towards those who deliberately
set out to fool them. It is as if people have a need to be
deceived.
- Tyrants stupefy their victims with "pastimes and vain
pleasures flashed before their eyes."
- Tyrants parade like "workers of magic."
- Tyrants can only give back part of what they first took from
their victims.
- Tyrants attain their positions through: (a) Force; (b) Birth;
or (c) Election.
- Tyrants create a power structure, consisting of a multi-layered
hierarchy, staffed by a conspiracy of accomplices. Accomplices
receive their positions as a favor from the tyrant.
- The worst dregs of society gather around the tyrant - they
are people of weak character who trade servility for unearned
wealth.
- Accomplices can profit greatly from their positions in the
hierarchy.
- If people withdraw their support, the tyrant topples over
from his own corrupted weight.
Discourse of Voluntary Servitude
by Éttiene de la Boétie.
(abridged and edited from the Harry Kurz translation)
Part I
For the present I should like merely to understand how it happens
that so many men, so many villages, so many cities, so many nations,
sometimes suffer under a single tyrant who has no other power
than the power they give him; who is able to harm them only
to the extent to which they have the willingness to bear with
him; who could do them absolutely no injury unless they preferred
to put up with him rather than contradict him. Surely a striking
situation! Yet it is so common that one must grieve the more and
wonder the less at the spectacle of a million men serving in wretchedness,
their necks under the yoke, not constrained by a greater multitude
than they, but simply, it would seem, delighted and charmed by
the name of one man alone whose power they need not fear, for
he is evidently the one person whose qualities they cannot admire
because of his inhumanity and brutality toward them.
A weakness characteristic of humankind is that we often have to obey force;
we have to make concessions; we ourselves cannot always be the
stronger. Therefore, when a nation is constrained by the fortune
of war to serve as a clique, as happened when the city of Athens
served the thirty Tyrants, one should not be amazed that the nation
obeys, but simply be grieved by the situation; or rather, instead
of being amazed or saddened, consider patiently the evil and look
forward hopefully toward a happier future.
Our nature is such that the common duties of human relationship
occupy a great part of the course of our life. It is reasonable
to love virtue, to esteem good deeds, to be grateful for good
from whatever source we may receive it, and, often, to give up
some of our comfort in order to increase the honor and advantage
of some man whom we love and who deserves it.
Therefore, if the inhabitants of a country have found some great personage who has
shown rare foresight in protecting them in an emergency, rare
boldness in defending them, rare solicitude in governing them,
and if, from that point on, they contract the habit of obeying
him and depending on him to such an extent that they grant him
certain prerogatives, I fear that such a procedure is not prudent,
inasmuch as they remove him from a position in which he may do
evil. Certainly while he continues to manifest good will one need
fear no harm from a man who seems to be generally well disposed.
But - in the pursuit of understanding - I ask you! What strange
phenomenon is this? What name shall we give it? What is the nature
of this misfortune? What vice is it, or, rather, what degradation?
To see an endless multitude of people not merely obeying, but
driven to servility? Not ruled, but tyrannized over? These wretches
have no wealth, no kin, nor wife nor children, not even life itself
that they can call their own. They suffer plundering, wantonness,
cruelty, not from an army, not from a barbarian horde, on account
of whom they must shed their blood and sacrifice their lives,
but from a single man; not from a Hercules nor from a Sampson,
but from a single little man.
Too frequently this same little man is the most cowardly and effeminate
in the nation, a stranger to the powder of battle and hesitant on the sands of
the tournament; not only without energy to direct men by force, but with hardly
enough virility to bed with a common woman! Shall we call subjection
to such a leader cowardice? Shall we say that those who serve
him are cowardly and faint-hearted?
If two, if three, if four, do not defend themselves from the one, we might call that circumstance surprising but nevertheless conceivable. In such a case one might
be justified in suspecting a lack of courage. But if a hundred,
if a thousand endure the caprice of a single man, should we not
rather say that they lack not the courage but the desire to rise
against him, and that such an attitude indicates indifference
rather than cowardice?
When not a hundred, not a thousand men, but a hundred provinces, a thousand cities, a million men, refuse to assail a single man from whom the kindest treatment received
is the infliction of serfdom and slavery, what shall we call that?
Is it cowardice? Of course there is in every vice inevitably some
limit beyond which one cannot go. Two, possibly ten, may fear
one; but when a thousand, a million men, a thousand cities, fail
to protect themselves against the domination of one man, this
cannot be called cowardly, for cowardice does not sink to such
a depth, any more than valor can be termed the effort of one individual
to scale a fortress, to attack an army, or to conquer a kingdom.
What monstrous vice, then, is this which does not even deserve
to be called cowardice, a vice for which no term can be found
vile enough, which nature herself disavows and our tongues refuse
to name?
Place on one side fifty thousand armed men, and on the other the
same number; let them join in battle, one side fighting to retain
its liberty, the other to take it away; to which would you, at
a guess, promise victory? Which men do you think would march more
gallantly to combat - those who anticipate as a reward for their
suffering the maintenance of their freedom, or those who cannot
expect any other prize for the blows exchanged than the enslavement
of others?
One side will have before its eyes the blessings of
the past and the hope of similar joy in the future; their thoughts
will dwell less on the comparatively brief pain of battle than
on what they may have to endure forever, they, their children,
and all their posterity. The other side has nothing to inspire
it with courage except the weak urge of greed, which fades before
danger and which can never be so keen, it seems to me, that it
will not be dismayed by the least drop of blood from wounds.
Consider the justly famous battles of Miltiades, Leonidas, Themistocles,
still fresh today in recorded history and in the minds of men
as if they had occurred but yesterday, battles fought in Greece
for the welfare of the Greeks and as an example to the world.
What power do you think gave to a mere handful of men not the
strength but the courage to withstand the attack of a fleet so
vast that even the seas were burdened, and to defeat the armies
of so many nations, armies so immense that their officers alone
outnumbered the entire Greek force? What was it but the fact that
in those glorious days this struggle represented not so much a
fight of Greeks against Persians as a victory of liberty over
domination, of freedom over greed?
It amazes us to hear accounts of the valor that liberty arouses
in the hearts of those who defend it; but who could believe reports
of what goes on every day among the inhabitants of some countries,
who could really believe that one man alone may mistreat a hundred
thousand and deprive them of their liberty? Who would credit such
a report if he merely heard it, without being present to witness
the event? And if this condition occurred only in distant lands
and were reported to us, which one among us would not assume the
tale to be imagined or invented, and not really true?
Obviously there is no need of fighting to overcome this single tyrant, for
he is automatically defeated if the country refuses consent to
its own enslavement: it is not necessary to deprive him of anything,
but simply to give him nothing; there is no need that the country
make an effort to do anything for itself provided it does nothing
against itself. It is therefore the inhabitants themselves
who permit, or, rather, bring about, their own subjection, since
by ceasing to submit they would put an end to their servitude.
A people enslaves itself, cuts its own throat, when, having a
choice between being vassals and being free men, it deserts its
liberties and takes on the yoke, gives consent to its own misery,
or, rather, apparently welcomes it. If it costs the people
anything to recover its freedom, I should not urge action to this
end, although there is nothing a human should hold more dear than
the restoration of his own natural right, to change himself from
a beast of burden back to a man, so to speak.
I do not demand of him so much boldness; let him prefer the doubtful security
of living wretchedly to the uncertain hope of living as he pleases.
What then? If in order to have liberty nothing more is needed
than to long for it, if only a simple act of the will is necessary,
is there any nation in the world that considers a single wish
too high a price to pay in order to recover rights which it ought
to be ready to redeem at the cost of its blood, rights such that
their loss must bring all men of honor to the point of feeling
life to be unendurable and death itself a deliverance?
Everyone knows that the fire from a little spark will increase
and blaze ever higher as long as it finds wood to burn; yet without
being quenched by water, but merely by finding no more fuel to
feed on, it consumes itself, dies down, and is no longer a flame.
Similarly, the more tyrants pillage, the more they crave, the
more they ruin and destroy; the more one yields to them, and
obeys them, by that much do they become mightier and more formidable,
the readier to annihilate and destroy. But if not one thing is
yielded to them, if, without any violence they are simply not
obeyed, they become naked and undone and as nothing, just as,
when the root receives no nourishment, the branch withers and
dies.
To achieve the good that they desire, the bold do not fear danger;
the intelligent do not refuse to undergo suffering. It is the
stupid and cowardly who are neither able to endure hardship nor
to vindicate their rights; they stop at merely longing for them,
and lose through timidity the valor roused by the effort to claim
their rights, although the desire to enjoy them still remains
as part of their nature. A longing common to both the wise and
the foolish, to brave men and to cowards, is this longing for
all those things which, when acquired, would make them happy and
contented.
Yet one element appears to be lacking. I do not know
how it happens that nature fails to place within the hearts of
men a burning desire for liberty, a blessing so great and so desirable
that when it is lost all evils follow thereafter, and even the
blessings that remain lose taste and savor because of their corruption
by servitude. Liberty is the only joy upon which men do not
seem to insist; for surely if they really wanted it they would
claim it. Apparently they refuse this wonderful privilege because
it is so easily acquired.
Poor, wretched, and stupid peoples, nations determined on your
own misfortune and blind to your own good! You let yourselves
be deprived before your own eyes of the best part of your revenues;
your fields are plundered, your homes robbed, your family heirlooms
taken away. You live in such a way that you cannot claim a single
thing as your own; and it would seem that you consider yourselves
lucky to be loaned your property, your families, and your very
lives.
All this havoc, this misfortune, this ruin, descends
upon you not from alien foes, but from the one enemy whom you
yourselves render as powerful as he is, for whom you go bravely
to war, for whose "greatness" you do not refuse to offer
your own bodies unto death. He who thus domineers over you
has only two eyes, only two hands, only one body, no more than
is possessed by the least man among the infinite numbers dwelling
in your cities; he has indeed nothing more than the power that
you confer upon him to destroy you.
Where has he acquired enough eyes to spy upon you, if you do not provide
them yourselves? How can he have so many arms to beat you with, if he does not
borrow them from you? The feet that trample down your cities,
where does he get them if they are not your own? How does he have
any power over you except through you? How would he dare assail
you if he had no cooperation from you? What could he do to you
if you yourselves did not connive with the thief who plunders
you, if you were not accomplices of the murderer who kills you,
if you were not traitors to yourselves?
You sow your crops in order that he may ravage them, you install and furnish
your homes to give him goods to pillage; you rear your daughters that he
may gratify his lust; you bring up your children in order that
he may confer upon them the greatest "privilege" he
knows - to be led into his battles, to be delivered to butchery,
to be made the servants of his greed and the instruments of his
vengeance; you yield your bodies unto hard labor in order that
he may indulge in his delights and wallow in his filthy pleasures;
you weaken yourselves in order to make him the stronger and the
mightier to hold you in check.
From all these indignities, such as the very beasts of the field would not
endure, you can deliver yourselves if you try, not by taking action, but merely
by willing to be free. Resolve to serve no more, and you are at once freed.
I do not ask that you place hands upon the tyrant to topple him
over, but simply that you support him no longer; then you will
behold him, like a great Colossus whose pedestal has been pulled
away, fall of his own weight and break into pieces.
Part II
Doctors are no doubt correct in warning us not to touch incurable
wounds; and I am presumably taking chances in preaching as I do
to a people which has lost all sensitivity and, no longer conscious
of its infirmity, is plainly suffering from mortal illness. Let
us therefore understand by logic, if we can, how it happens that
this obstinate willingness to submit has become so deeply rooted
that the very love of liberty now seems no longer natural.
In the first place, all would agree that, if we led our lives
according to the ways intended by nature and the lessons taught
by her, we should be intuitively obedient to our parents; later
we should adopt reason as our guide and become slaves to nobody.
Concerning the obedience given instinctively to one's father and
mother, we are in agreement, each one admitting himself to be
a model. As to whether reason is born with us or not, that is
a question loudly discussed by academicians and treated by all
schools of philosophers.
For the present I think I do not err in stating that there is in our souls
some native seed of reason, which, if nourished by good counsel and training,
flowers into virtue, but which on the other hand, if unable to resist the vices
surrounding it, is stifled and blighted. Yet surely if there is
anything in this world clear and obvious, to which one cannot
close one's eyes, it is the fact that nature has cast us all in
the same mold in order that we may behold in one another companions,
or rather brothers.
If in distributing her gifts nature has favored some more than others with
respect to body or spirit, she has nevertheless not planned to place us within
this world as if it were a field of battle, and has not endowed the stronger
or the clever in order that they may act like armed brigands in a forest
and attack the weaker. One should rather conclude that in distributing
larger shares to some and smaller shares to others, nature has
intended to give occasion for brotherly love to become manifest,
some of us having the strength to give help to others who are
in need of it.
Hence, since this kind mother has given us the whole world as a dwelling
place, has lodged us in the same house, has fashioned us according to the same
model so that in beholding one another we might almost recognize ourselves;
since she has bestowed upon us all the great gift of voice and speech for
fraternal relationship, thus achieving by the common and mutual statement
of our thoughts a communion of our wills; and since she has tried
in every way to narrow and tighten the bond of our union and kinship;
since she has revealed in every possible manner her intention,
not so much to associate us as to make us one organic whole, there
can be no further doubt that we are all naturally free,
inasmuch as we are all comrades. Accordingly it should not enter
the mind of anyone that nature has placed some of us in slavery,
since she has actually created us all in one likeness.
Therefore it is fruitless to argue whether or not liberty is natural,
since none can be held in slavery without being wronged, and in
a world governed by a nature, which is reasonable, there is nothing
so contrary as an injustice. Since freedom is our natural state,
we are not only in possession of it but have the urge to defend
it.
Now, if perchance some cast a doubt on this conclusion
and are so corrupted that they are not able to recognize their
rights and inborn tendencies, I shall have to do them the honor
that is properly theirs and place, so to speak, brute beasts in
the pulpit to throw light on their nature and condition. The very
beasts, if men are not too deaf, cry out to them, "Long live
Liberty!" Many among them die as soon as captured: just as
the fish loses life as soon as he leaves the water, so do these
creatures close their eyes upon the light and have no desire to
survive the loss of their natural freedom.
If the animals were to constitute their kingdom by rank, their nobility
would be chosen from this type. Others, from the largest to the smallest, when
captured put up such a strong resistance by means of claws, horns,
beak, and paws, that they show clearly enough how they cling to
what they are losing; afterwards in captivity they manifest by
so many evident signs their awareness of their misfortune, that
it is easy to see they are languishing rather than living, and
continue their existence more in lamentation of their lost freedom
than in enjoyment of their servitude.
What else can explain the behavior of the elephant who, after defending
himself to the last ounce of his strength and knowing himself on the point of
being taken, dashes his jaws against the trees and breaks his tusks,
thus manifesting his longing to remain free as he has been and
proving his wit and ability to buy off the huntsmen in the hope
that through the sacrifice of his tusks he will be permitted to
offer his ivory as a ransom for his liberty? We feed the horse
from birth in order to train him to do our bidding.
Yet he is tamed with such difficulty that when we begin to break him in
he bites the bit, he rears at the touch of the spur, as if to
reveal his instinct and show by his actions that, if he obeys,
he does not of his own free will but under constraint. What more
can we say? And now, since all beings, because they feel, suffer
misery in subjection and long for liberty; since the very beasts,
although made for the service of man, cannot become accustomed
to control without protest, what evil chance has so denatured
man that he, the only creature really born to be free, lacks the
memory of his original condition and the desire to return to it?
There are three kinds of tyrants; some receive their proud position
through elections by the people, others by force of arms, others
by inheritance. Those who have acquired power by means of war,
act in such wise that it is evident they rule over a conquered
country. Those who are born to kingship are scarcely any better,
because they are nourished on the breast of tyranny, suck in with
their milk the instincts of the tyrant, and consider the people
under them their inherited serfs; and according to their individual
disposition, miserly or prodigal, they treat their kingdom as
their property.
He who has received his position from the people,
however, ought to be, it seems to me, more bearable and would
be so, I think, were it not for the fact that as soon as he sees
himself higher than the others, flattered by that quality which
we call grandeur, he plans never to relinquish his position. Such
a man usually determines to pass on to his children the authority
that the people have conferred upon him; and once his heirs have
taken this attitude, strange it is how far they surpass other
tyrants in all sorts of vices, and especially in cruelty, because
they find no other means to impose this new tyranny than by tightening
control and removing their subjects so far from any notion of
liberty that even if the memory of it is fresh it will soon be
eradicated.
Yet, to speak accurately, I do perceive that there is some difference among
these three types of tyranny, but as for stating a preference, I cannot grant
there is any. For although the means of coming into power differ, still the
method of ruling is practically the same; those who are elected act as if they
were breaking in bullocks; those who are conquerors make the people
their prey; those who are heirs plan to treat them as if they
were their natural slaves.
In connection with this, let us imagine some newborn individuals,
neither acquainted with slavery nor desirous of liberty, ignorant
indeed of the very words. If they were permitted to choose between
being slaves and free men, to which would they give their vote?
There can be no doubt that they would much prefer to be guided
by reason itself than to be ordered about by the whims of a single
man. Certainly all men, as long as they remain men, before
letting themselves become enslaved must either be driven by force
or led into it by deception; conquered by foreign armies,
as were Sparta and Athens by the forces of Alexander or by political
factions, as when at an earlier period the control of Athens had
passed into the hands of Pisistrates.
When they lose their liberty through deceit they are not so often
betrayed by others as misled by themselves. This was the case with the
people of Syracuse, chief city of Sicily when, in the throes of war and
heedlessly planning only for the present danger, they promoted
Denis, their first tyrant, by entrusting to him the command of
the army, without realizing that they had given him such power
that on his victorious return this "worthy" man would behave as if he had
vanquished not his enemies but his compatriots, transforming himself from
captain to tyrant.
It is incredible how as soon as a people becomes subject, it promptly
falls into such complete forgetfulness of its freedom that it
can hardly be roused to the point of regaining it, obeying so
easily and so willingly that one is led to say, on beholding such
a situation, that this people has not so much lost its liberty
as won its enslavement. It is true that in the beginning men submit
under constraint and by force; but those who come after them obey
without regret and perform willingly what their predecessors had
done because they had to.
This is why men born under the yoke and then nourished and reared in
slavery are content, without further effort, to live in their native
circumstance, unaware of any other state or right, and considering as quite
natural the condition into which they were born. There is, however,
no heir so spendthrift or indifferent that he does not sometimes
scan the account books of his father in order to see if he is
enjoying all the privileges of his legacy or whether, perchance,
his rights and those of his predecessor have not been encroached
upon.
Nevertheless it is clear enough that the powerful influence
of custom is in no respect more compelling than in this, namely,
habituation to subjection. It is said that Mithridates
trained himself to drink poison. Like him we learn to swallow,
and not to find bitter, the venom of servitude. It cannot
be denied that nature is influential in shaping us to her will
and making us reveal our rich or meager endowment; yet it must
be admitted that she has less power over us than custom, for the
reason that native endowment, no matter how good, is dissipated
unless encouraged, whereas environment always shapes us in its
own way, whatever that may be, in spite of nature's gifts.
The good seed that nature plants in us is so slight and so slippery
that it cannot withstand the least harm from wrong nourishment;
it flourishes less easily, becomes spoiled, withers, and comes
to nothing. Fruit trees retain their own particular quality if
permitted to grow undisturbed, but lose it promptly and bear strange
fruit not their own when ingrafted. Every herb has its peculiar
characteristics, its virtues and properties; yet frost, weather,
soil, or the gardener's hand increase or diminish its strength;
the plant seen in one spot cannot be recognized in another.
Whoever could have observed the early Venetians, a handful of
people living so freely that the most wicked among them would
not wish to be king over them, so born and trained that they would
not vie with one another except as to which one could give the
best counsel and nurture their liberty most carefully, so instructed
and developed from their cradles that they would not exchange
for all the other delights of the world an iota of their freedom;
who, I say, familiar with the original nature of such a people,
could visit today the territories of the man known as the Great
Doge, and there contemplate with composure a people unwilling
to live except to serve him, and maintaining his power at the
cost of their lives?
Who would believe that these two groups of people had an identical origin?
Would one not rather conclude that upon leaving a city of men he had chanced
upon a menagerie of beasts? Lycurgus, the lawgiver of Sparta, is reported to
have reared two dogs of the same litter by fattening one in the kitchen
and training the other in the fields to the sound of the bugle
and the horn, thereby to demonstrate to the Lacedaemonians that
men, too, develop according to their early habits.
He set the two dogs in the open market place, and between them he placed
a bowl of soup and a hare. One ran to the bowl of soup, the other
to the hare; yet they were, as he maintained, born brothers of
the same parents. In such manner did this leader, by his laws
and customs, shape and instruct the Spartans so well that any
one of them would sooner have died than acknowledge any sovereign
other than law and reason.
I am of the opinion that one should pity those who, at birth,
arrive with the yoke upon their necks. We should exonerate and
forgive them, since they have not seen even the shadow of liberty,
and, being quite unaware of it, cannot perceive the evil endured
through their own slavery. It is truly the nature of man to
be free and to wish to be so, yet his character is such that he
instinctively follows the tendencies that his training gives him.
Let us therefore admit that all those things to which he is trained
and accustomed seem natural to man and that only that is truly
native to him which he receives with his primitive, untrained
individuality. Thus custom becomes the first reason for voluntary
servitude. Men are like handsome racehorses who first bite
the bit and later like it, and rearing under the saddle a while
soon learn to enjoy displaying their harness and prance proudly
beneath their trappings. Similarly men will grow accustomed to
the idea that they have always been in subjection, that their
fathers lived in the same way; they will think that they are obliged
to suffer this evil, and will persuade themselves by example and
imitation of others, finally investing those who order them around
with proprietary rights, based on the idea that it has always
been that way.
There are always a few, better endowed than others, who feel the
weight of the yoke and cannot restrain themselves from attempting
to shake it off: these are the men who never become tamed under
subjection. These are in fact the men who, possessed of clear
minds and far-sighted spirit, are not satisfied, like the brutish
mass, to see only what is at their feet, but rather look about
them, behind and before, and even recall the things of the past
in order to judge those of the future, and compare both with their
present condition. These are the ones who, having good minds of
their own, have further trained them by study and learning. Even
if liberty had entirely perished from the earth, such men would
invent it. For them slavery has no satisfactions, no matter how
well disguised.
The Grand Turk was well aware that books and teaching more than
anything else give men the sense to comprehend their own nature
and to detest tyranny. I understand that in his territory there
are few educated people, for he does not want many. On account
of this restriction, men of strong zeal and devotion, who in
spite of the passing of time have preserved their love of freedom,
still remain ineffective because, however numerous they may be,
they are not known to one another; under the tyrant they have
lost freedom of action, of speech, and almost of thought; they
are alone in their aspiration.
The essential reason why men take orders willingly is that
they are born serfs and are reared as such. From this cause
there follows another result, namely that people easily become
cowardly and submissive under tyrants. For this observation
I am deeply grateful to Hippocrates, the renowned father of medicine,
who noted and reported it in a treatise of his entitled Concerning
Diseases.
This famous man was certainly endowed with a great
heart and proved it clearly by his reply to the "Great King,"
who wanted to attach him to his person by means of special privileges
and large gifts. Hippocrates answered frankly that it would be
a weight on his conscience to make use of his science for the
cure of barbarians who wished to slay his fellow Greeks, or to
serve faithfully by his skill anyone who undertook to enslave
Greece. The letter he sent this tyrant can still be read among
his other works and will forever testify to his great heart and
noble character.
By this time it should be evident that liberty once lost, valor
[strength of mind, bravery] also perishes. A subject people
shows neither gladness nor eagerness in combat: its men march
sullenly to danger almost as if in bonds, and stultified; they
do not feel throbbing within them that eagerness for liberty which
engenders scorn of peril and imparts readiness to acquire honor
and glory by a brave death amidst one's comrades.
Among free men there is competition as to who will do most, each for
the common good, each by himself, all expecting to share in the misfortunes
of defeat, or in the benefits of victory; but an enslaved
people loses in addition to this warlike courage, all signs of
enthusiasm, for their hearts are degraded, submissive, and incapable
of any great deed. Tyrants are well aware of this, and, in order
to degrade their subjects further, encourage them to assume this
attitude and make it instinctive.
It is indeed the nature of the populace, whose density is always
greater in the cities, to be suspicious toward one who claims
to have their welfare at heart, and gullible toward one who
fools them. Do not imagine that there is any bird more easily
caught by decoy, nor any fish sooner fixed on the hook by wormy
bait, than are all these poor fools neatly tricked into servitude
by the slightest feather passed, so to speak, before their mouths.
Truly it is a marvelous thing that they let themselves be caught
so quickly at the slightest tickling of their fancy. Plays, farces,
spectacles, gladiators, strange beasts, medals, pictures, and
other such opiates, these were for ancient peoples the bait toward
slavery, the price of their liberty, the instruments of tyranny.
By these practices and enticements the ancient dictators so successfully
lulled their subjects under the yokes, that the stupefied peoples,
fascinated by the pastimes and vain pleasures flashed before their
eyes, learned subservience as naively, but not so creditably,
as little children learn to read by looking at bright picture
books.
Roman tyrants invented a further refinement. They often
provided the city wards with feasts to cajole the rabble, always
more readily tempted by the pleasure of eating than by anything
else. The most intelligent and understanding amongst them would
not have quit his soup bowl to recover the liberty of the Republic
of Plato. Tyrants would distribute largess, a bushel of wheat,
a gallon of wine, and a sesterce: and then everybody would shamelessly
cry, "Long live the King!" The fools did not realize
that they were merely recovering a portion of their own property,
and that their ruler could not have given them what they were
receiving without having first taken it from them.
A man might one day be presented with a sesterce [Roman coin] and gorge
himself at the public feast, lauding Tiberius and Nero for handsome liberality,
who on the morrow, would be forced to abandon his property to
their avarice, his children to their lust, his very blood to the
cruelty of these magnificent "Emperors" without offering any more
resistance than a stone or a tree stump. The mob has always behaved
in this way - eagerly open to bribes that cannot be honorably
accepted, and dissolutely callous to degradation and insult that
cannot be honorably endured.
They didn't even neglect, these "Roman Emperors," to
assume generally the title of "Tribune of the People,"
partly because this office was held sacred and inviolable and
also because it had been founded for the defense and protection
of the people. By this means they made sure that the populace
would trust them completely, as if they merely used the title
and did not abuse it. Today there are some who do not behave very
differently; they never undertake an unjust policy, even one of
some importance, without prefacing it with some pretty speech
concerning "public welfare" and "common good."
The earliest Kings of Egypt rarely showed themselves without carrying
a cat, or sometimes a branch, or appearing with fire on their
heads, masking themselves with these objects and parading like
workers of magic. By doing this they inspired their subjects
with reverence and admiration, whereas with people neither too
stupid nor too slavish they would merely have aroused, it seems
to me, amusement and laughter. It is pitiful to review the
list of devices that despots have used to establish their tyranny;
to discover how many little tricks they employed, always finding
the populace conveniently gullible, readily caught in the net
as soon as it was spread. Indeed they always fooled their
victims so easily that while mocking them they enslaved them the
more.
What comment can I make concerning another fine counterfeit that
ancient peoples accepted as true money? They believed firmly that
the great toe of Pyrrhus, tyrant of Epirus, performed miracles
and cured diseases of the spleen; they even enhanced the tale
further with the legend that his toe, after the corpse had been
burned, was found among the ashes, untouched by the fire. In this
wise a foolish people itself invents lies and then believes them.
Many men have recounted such things, but in such a way that it
is easy to see that the parts were pieced together from idle gossip
of the city and silly reports from the rabble. When Vespasian,
returning from Assyria, passes through Alexandria on his way to
Rome to take possession of the empire, he performs wonders: he
makes the crippled straight, restores sight to the blind, and
does many other fine things, concerning which the credulous and
undiscriminating were, in my opinion, more blind than those cured.
Tyrants themselves have wondered that men could endure the persecution
of a single man; they have insisted on using religion for their
own protection and, where possible, have borrowed a stray bit
of "divinity" to bolster up their evil ways.
Our own leaders have employed in France certain similar devices,
such as toads, fleurs-de-lys, sacred vessels, and standards with
flames of gold. However that may be, I do not wish, for my part,
to be incredulous, since neither we nor our ancestors have had
any occasion up to now for skepticism.
It has always happened that tyrants, in order to strengthen
their power, have made every effort to train their people not
only in obedience and servility toward themselves, but also in
adoration. Therefore all that I have said up to the present
concerning the means by which a more willing submission has been
obtained applies to dictators in their relationship with the inferior
and common classes.
Part III
I come now to a point which is, in my opinion, the mainspring
and the secret of domination, the support and foundation of tyranny.
Whoever thinks that halberds [battle-axes], sentries, the placing
of the watch, serve to protect and shield tyrants is, in my judgment,
completely mistaken. These are used, it seems to me, more for
ceremony and a show of force than for any reliance placed in them.
It is not the troops on horseback, it is not the companies afoot,
it is not arms that defend the tyrant. This does not seem credible
on first thought, but it is nevertheless true that there are only
four or five who maintain the dictator, four or five who
keep the country in bondage to him. Five or six have always had
access to his ear, and have either gone to him of their own accord,
or else have been summoned by him, to be accomplices in his cruelties,
companions in his pleasures, panders to his lusts, and sharers
in his plunders.
These six manage their chief so successfully
that he comes to be held accountable not only for his own misdeeds
but even for theirs. The six have six hundred who profit under
them, and with the six hundred they do what they have accomplished
with their tyrant. The six hundred maintain under them six
thousand, whom they promote in rank, upon whom they confer
the government of provinces or the direction of finances, in order
that they may serve as instruments of avarice and cruelty, executing
orders at the proper time and working such havoc all around that
they could not last except under the shadow of the six hundred,
nor be exempt from law and punishment except through their influence.
The consequence of all this is fatal indeed. And whoever is pleased
to unwind the skein [reel of yarn or thread] will observe that
not the six thousand but a hundred thousand, and even millions,
cling to the tyrant by this cord to which they are tied. According
to Homer, Jupiter boasts of being able to draw to himself all
the gods when he pulls a chain. Such a scheme caused the increase
in the senate under Julius, the formation of new ranks, the creation
of offices; not really, if properly considered, to reform justice,
but to provide new supporters of despotism.
In short, when the point is reached, through big favors or little
ones, that large profits or small are obtained under a tyrant,
there are found almost as many people to whom tyranny seems advantageous
as those to whom liberty would seem desirable. Whenever a ruler
makes himself a dictator, all the wicked dregs who are corrupted
by burning ambition or extraordinary avarice, these gather around
him and support him in order to have a share in the booty and
to constitute themselves petty chiefs under the big tyrant.
This is the practice among notorious robbers and famous pirates:
some scour the country, others pursue voyagers; some lie in ambush,
others keep a lookout; some commit murder, others robbery; and
although there are among them differences in rank, some being
only underlings while others are chieftains of gangs, yet is there
not a single one among them who does not feel himself to be a
sharer, if not of the main booty, at least in the pursuit of it.
Thus the despot subdues his subjects, some of them by means of
others, and thus is he protected by those from whom, if they were
decent men, he would have to guard himself; just as, in order
to split wood, one has to use a wedge of the wood itself. Such
are his archers, his guards, his halberdiers [soldiers with battle-axes];
not that they themselves do not suffer occasionally at his hands,
but this riff-raff, can be led to endure evil if permitted to
commit it, not against him who exploits them, but against those
who like themselves submit, but are helpless.
Nevertheless, observing those men who painfully serve the tyrant in order
to win some profit from his tyranny and from the subjection of the populace,
I am often overcome with amazement at their wickedness and sometimes
by pity for their folly. For, in all honesty, can it be in any
way except in folly that you approach a tyrant, withdrawing further
from your liberty and, so to speak, embracing with both hands
your servitude?
Let such men lay aside briefly their ambition, or let them forget for a
moment their avarice, and look at themselves as they really are. Then they
will realize clearly that the townspeople, the peasants whom they trample
underfoot and treat worse than convicts or slaves, they will realize, I say,
that these people, mistreated as they may be, are nevertheless, in comparison
with themselves, better off and fairly free.
The tiller of the soil and the artisan, no matter how enslaved, discharge
their obligation when they do what they are told to do; but the dictator sees
men about him wooing and begging his favor, and doing much more than
he tells them to do. Such men must not only obey orders; they
must anticipate his wishes; to satisfy him they must foresee his
desires; they must wear themselves out, torment themselves, kill
themselves with work in his interest, and accept his pleasure
as their own, neglecting their preference for his, distorting
their character and corrupting their nature; they must pay heed
to his words, to his intonation, to his gestures, and to his glance.
Let them have no eye, nor foot, nor hand that is not alert to
respond to his wishes or to seek out his thoughts.
Can that be called a happy life? Can it be called living? Is there
anything more intolerable than that situation, I won't say for
a man of mettle nor even for a man of high birth, but simply for
a man of common sense or, to go even further, for anyone having
the face of a man? What condition is more wretched than to live
thus, with nothing to call one's own, receiving from someone else
one's sustenance, one's power to act, one's body, one's very life?
Still men accept servility in order to acquire wealth;
as if they could acquire anything of their own when they cannot
even assert that they belong to themselves, or as if anyone could
possess under a tyrant a single thing in his own name. Yet they
act as if their wealth really belonged to them, and forget that
it is they themselves who give the ruler the power to deprive
everybody of everything, leaving nothing that anyone can identify
as belonging to somebody. They notice that nothing makes men so
subservient to a tyrant's cruelty as property; that the possession
of wealth is the worst of crimes against him, punishable even
by death; that he loves nothing quite so much as money and ruins
only the rich, who come before him as before a butcher, offering
themselves so stuffed and bulging that they make his mouth water.
These favorites should not recall so much the memory of those
who have won great wealth from tyrants as of those who, after
they had for some time amassed it, have lost to him their property
as well as their lives; they should consider not how many others
have gained a fortune, but rather how few of them have kept it.
Whether we examine ancient history or simply the times in which
we live, we shall see clearly how great is the number of those
who, having by shameful means won the ear of tyrants - who either
profit from their villainies or take advantage of their naivety - were in the
end reduced to nothing by these very tyrants; and although at first such
servitors were met by a ready willingness to promote their interests, they
later found an equally obvious inconstancy which brought them to ruin.
Certainly among so large a number of people who have at one time or another
had some relationship with bad rulers, there have been few or practically
none at all who have not felt applied to themselves the tyrant's animosity,
which they had formerly stirred against others. Most often, after
becoming rich by despoiling others, under the favor of his protection,
they find themselves at last enriching him with their own spoils.
Quite generally known is the striking phrase of that other tyrant
who, gazing at the throat of his wife, a woman he dearly loved
and without whom it seemed he could not live, caressed her with
this charming comment: "This lovely throat would be cut at
once if I but gave the order." That is why the majority
of the dictators of former days were commonly slain by their closest
favorites who, observing the nature of tyranny, could not
be so confidant of the whim of the tyrant as they were distrustful
of his power Thus was Domitian killed by Stephen, Commodus by
one of his mistresses, Antoninus by Macrinus, and practically
all the others in similar violent fashion.
The fact is that the tyrant is never truly loved, nor does
he love. Friendship is a sacred word, a holy thing; it is
never developed except between persons of character, and never
takes root except through mutual respect; it flourishes not so
much by kindness as by sincerity. What makes one friend sure
of another is the knowledge of his integrity: as guarantees
he has his friend's fine nature, his honor, and his constancy.
There can be no friendship where there is cruelty, where there
is disloyalty, where there is injustice. And in places where the
wicked gather there is conspiracy only, not companionship:
these have no affection for one another; fear alone holds them
together; they are not friends, they are merely accomplices.
Although it might not be impossible, yet it would be difficult
to find true friendship in a tyrant; elevated above others and
having no companions, he finds himself already beyond the pale
of friendship, which receives its real sustenance from an equality
that, to proceed without a limp, must have its two limbs equal.
That is why there is honor among thieves (or so it is reported)
in the sharing of the booty; they are peers and comrades; if they
are not fond of one another they at least respect one another
and do not seek to lessen their strength by squabbling.
But the favorites of a tyrant can never feel entirely secure, and the
less so because he has learned from them that he is all powerful
and unlimited by any law or obligation. Thus it becomes his wont
to consider his own will as reason enough, and to be master of
all with never an equal. Therefore it seems a pity that with so
many examples at hand, with the danger always present, no one
is anxious to act the wise man at the expense of the others, and
that among so many persons fawning upon their ruler there is not
a single one who has the wisdom and the boldness to say to him
what, according to the fable, the fox said to the lion who feigned
illness: "I should be glad to enter your lair to pay my respects;
but I see many tracks of beasts that have gone toward you, yet
not a single trace of any who have come back."
These wretches see the glint of the despot's treasures and are
bedazzled by the radiance of his splendor. Drawn by this brilliance
they come near, without realizing they are approaching a flame
that cannot fail to scorch them. Similarly attracted, the indiscreet
satyr of the old fables, on seeing the bright fire brought down
by Prometheus, found it so beautiful that he went and kissed it,
and was burned; so, as the Tuscan poet reminds us, the moth, intent
upon desire, seeks the flame because it shines, and also experiences
its other quality, the burning.
Moreover, even admitting that favorites may at times escape from the hands
of him they serve, they are never safe from the ruler who comes after him.
If he is good, they must render an account of their past and recognize
at last that justice exists; if he is bad and resembles their
late master, he will certainly have his own favorites, who are
not usually satisfied to occupy in their turn merely the posts
of their predecessors, but will more often insist on their wealth
and their lives.
Can anyone be found, then, who under such perilous circumstances and with
so little security will still be ambitious to fill such an ill-fated position
and serve, despite such perils, so dangerous a master? What suffering, what
martyrdom all this involves! To be occupied night and day in planning to
please one person, and yet to fear him more than anyone else in the world;
to be always on the watch, ears open, wondering whence the blow
will come; to search out conspiracy, to be on guard against snares,
to scan the faces of companions for signs of treachery, to smile
at everybody and be mortally afraid of all, to be sure of nobody,
either as an open enemy or as a reliable friend; showing always
a gay countenance despite an apprehensive heart, unable to be
joyous yet not daring to be sad!
However, there is satisfaction in examining what they get out
of all this torment, what advantage they derive from all the trouble
of their wretched existence. Actually, the people never blame
the tyrant for the evils they suffer, but they do place responsibility
on those who influence him; peoples, nations, all compete with
one another, even the peasants, even the tillers of the soil,
in mentioning the names of the favorites, in analyzing their vices,
and heaping upon them a thousand maledictions.
All their prayers, all their vows are directed against these persons;
they hold them accountable for all their misfortunes, their pestilences;
and if at times they show them outward respect, at those very momentsa
they are fuming in their hearts and hold them in greater horror
than wild beasts. This is the glory and honor heaped upon influential
favorites for their services by people who, if they could tear
apart their living bodies, would still clamor for more, only half
satiated by the agony they might behold. For even when the favorites
are dead those who live after are never too lazy to blacken the
names of these man-eaters with the ink of a thousand pens, tear
their reputations into bits in a thousand books, and drag, so
to speak, their bones past posterity, forever punishing them after
their death for their wicked lives.
Let us therefore learn while there is yet time, let us learn
to claim our liberty. Let us open our eyes to our natural freedom
for the sake of our honor, for the very love of virtue. As for
me, I truly believe I am right, since there is nothing so contrary
to reason as self-imposed tyranny. I believe the time will come
when support will be withdrawn from tyrants and their accomplices.
Then let us watch them all fall from their own corrupted weight.
The End
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